Financial Planning/ FPA October's Quarterly meeting

First Session: What Advisors Should Know When a Retiree Relocates
Presented by Phil Walker

There is a window of opportunity when a wealth management retiree sells and buys a new home to make adjustments to the retirement plan within that same transaction at no additional cost. Home equity can be utilized strategically to increase portfolio sustainability by reducing the need for unplanned liquidations or avoiding an increase in the withdrawal rate beyond safe levels. The presentation covers a number of case studies to improve client outcomes ranging from improved long term care planning, cashflow improvement and grey divorce settlement scenarios.  

Second Session: Why Companies Commit Securities Fraud - Lessons from History
Presented by James Park J.D.

UCLA School of Law Professor James Park will present on the history of securities fraud regulation. He will discuss case studies of major securities frauds from the 1970s to the present involving companies such as Penn Central, Apple, Enron and General Electric. The presentation covers the different ways that public companies commit fraud, why they commit securities fraud, how securities fraud can be detected and how regulation addresses the problem of securities fraud. Professor Park will also discuss recent cases involving FTX, Theranos and Nikola.

Register

Register by Oct. 19